As financial advisors of LPL, we invest funds for individuals and small businessses. Our responsibilities include designing personalized portfolios, establishing retirement plans, starting systematic investment programs and coordinating long-term investment plans. The clients we represent seek sound investment recommendations with an emphasis on total asset management and consistent financial direction.
Our goal is to review your financial status, examine your current portfolio and learn your investment strategies in detail. We then focus on what you are trying to accomplish, such as retirement, college planning and improvement of your economic status. We pledge to quantify these goals and work with you to understand them. Finally, we'll develop strategies to help pursue your individual goals within your level of risk tolerance.
We recommend a regular face-to-face or virtual review to evaluate your plans, strategies and progress. Our greatest satisfaction comes from your financial success and the long-term relationship we develop together.
AS YOUR FINANCIAL CONSULTANT...
- We promise to provide only the highest level of personal service.
- We promise to make an investment recommendation only after obtaining an understanding of your financial assets, personal goals, and ability to accept risk.
- We promise to recommend only those investments which are appropriate for your circumstances.
- We promise to be responsive to your needs and to return your phone call by the end of the following business day either personally or through our customer service staff.
- We promise to review your account and your circumstances with you at least once a year unless determined otherwise.
- We promise to maintain strict confidentiality concerning our mutual transactions.
- We promise to stay abreast of the industry, continuing our education and expanding our expertise, to better assist you in meeting your financial goals.
